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Waterfalls

Distribution economics, hurdle rates, promote mechanics, and sponsor carry models.

119 terms

Operating lens

How do proceeds move through return of capital, preferred return, catch-up, carry, and reserves?

Operating uses

  • Translate LPA or operating-agreement economics into model logic.
  • Compare American, European, deal-by-deal, and hybrid distribution structures.
  • Review sponsor promote, clawback, tax distribution, and reserve mechanics before distributions.

Quality checks

  • Waterfall formulas match governing documents and capital-account records.
  • Catch-up, hurdle, clawback, and escrow mechanics are separately tested.
  • Distribution notices explain the calculation and retained assumptions.

American Waterfall

An American waterfall pays sponsor carry deal by deal, which can accelerate sponsor economics before the entire fund or vehicle is fully reconciled.

Carry

Carry is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Carry Allocation

Carry Allocation is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Carry Holdback

Carry Holdback is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Carry Model

Carry Model is a model sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Catch-Up

A catch-up is the waterfall tier that lets the sponsor receive a larger share of proceeds after the preferred return until the negotiated profit split is restored.

Catch-Up Cap

Catch-Up Cap is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Catch-Up Model

Catch-Up Model is a model sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Catch-Up Rate

Catch-Up Rate is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Clawback Netting

Clawback Netting is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Clawback Obligation

Clawback Obligation is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Clawback Reserve

Clawback Reserve is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Compounded Preferred Return

Compounded Preferred Return is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Compounding Hurdle

Compounding Hurdle is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Cumulative Preferred Return

Cumulative Preferred Return is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Deal-Level Waterfall

Deal-Level Waterfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Distribution Allocation

Distribution Allocation is a process used in partnership tax, investor onboarding, allocation, withholding, and tax reporting to clarify economics, records, responsibility, and timing.

Distribution Model

Distribution Model is a model sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Distribution Reserve

Distribution Reserve is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Distribution Scenario

Distribution Scenario is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Distribution Sweep

Distribution Sweep is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Distribution Tier

Distribution Tier is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Distribution Waterfall

Distribution Waterfall is a structure sponsors and LP finance teams use to control return of capital, preferred return, catch-up, promote, residual split, reserves, and clawback or true-up in waterfall economics.

Escrowed Carry

Escrowed Carry is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Escrowed Promote

Escrowed Promote is an economic control sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

European Waterfall

A European waterfall waits to pay sponsor carry until investors have recovered capital and cleared return thresholds across the full fund or agreed pool.

Final Clawback True-Up

Final Clawback True-Up is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Final Distribution

Final Distribution is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Full Catch-Up

Full Catch-Up is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Fund-Level Waterfall

Fund-Level Waterfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

GP Catch-Up

GP Catch-Up is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

GP Giveback

GP Giveback is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Giveback

Giveback is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Gross Waterfall

Gross Waterfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Hurdle Rate

The return threshold that must be met before a sponsor earns carry or promote.

Hurdle Reset

Hurdle Reset is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Hurdle Shortfall

Hurdle Shortfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Hybrid Waterfall

Hybrid Waterfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

IRR Hurdle

IRR Hurdle is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Interim Clawback Test

Interim Clawback Test is a control standard sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Interim Distribution

Interim Distribution is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Investor Catch-Up

Investor Catch-Up is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

LP Giveback

LP Giveback is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Lookback Provision

Lookback Provision is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

MOIC Hurdle

MOIC Hurdle is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Net Waterfall

Net Waterfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Netting Mechanism

Netting Mechanism is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Non-Compounding Hurdle

Non-Compounding Hurdle is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Non-Cumulative Preferred Return

Non-Cumulative Preferred Return is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Partial Catch-Up

Partial Catch-Up is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Preferred Return

A preferred return is the investor-first return threshold that must be satisfied before the sponsor begins earning promote or carry.

Preferred Return Accrual

Preferred Return Accrual is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Preferred Return Shortfall

Preferred Return Shortfall is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Preferred Return Stopper

Preferred Return Stopper is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Preferred Return Tier

Preferred Return Tier is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Profit Split

Profit Split is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Promote Accrual

Promote Accrual is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Promote Crystallization

Promote Crystallization is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Promote Crystallization Event

Promote Crystallization Event is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Promote Dilution

Promote Dilution is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Promote Model

Promote Model is a model sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Promote Split

Promote Split is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Recallable Distribution

Recallable Distribution is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Recallable Proceeds

Recallable Proceeds is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Recycling Cap

Recycling Cap is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Reinvestment Distribution

Reinvestment Distribution is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Residual Split

Residual Split is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Return Multiple Threshold

Return Multiple Threshold is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Return of Capital Tier

Return of Capital Tier is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Simple Preferred Return

Simple Preferred Return is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Sponsor Catch-Up

Sponsor Catch-Up is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Tax Distribution

Tax Distribution is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Tax Distribution Offset

Tax Distribution Offset is a metric sponsors, LP finance teams, and fund administrators use inside preferred return calculation, promote timing, distribution reserves, clawback review, and final true-up when the detail is too important to leave as informal context.

Tax Distribution True-Up

Tax Distribution True-Up is a process used in partnership tax, investor onboarding, allocation, withholding, and tax reporting to clarify economics, records, responsibility, and timing.

Tax Distribution Waterfall

Tax Distribution Waterfall is a process used in partnership tax, investor onboarding, allocation, withholding, and tax reporting to clarify economics, records, responsibility, and timing.

Tiered Waterfall

Tiered Waterfall is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

True-Up

True-Up is a structure used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Waterfall

A waterfall is the payout sequence that determines when investor capital is returned, when preferred returns are satisfied, when the sponsor earns promote, and how remaining proceeds are split.

Waterfall Allocation Table

Waterfall Allocation Table is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Audit Trail

Waterfall Audit Trail is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Waterfall Cash Flow Map

Waterfall Cash Flow Map is a visual control used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Catch-Up

Waterfall Catch-Up is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Diagram

Waterfall Diagram is a visual control used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Distribution Ladder

Waterfall Distribution Ladder is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Alignment Grid

Waterfall Economics Alignment Grid is a visual control used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Carry Reserve

Waterfall Economics Carry Reserve is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Catch-Up

Waterfall Economics Catch-Up is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Distribution Ladder

Waterfall Economics Distribution Ladder is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Economic Reset

Waterfall Economics Economic Reset is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Fee Offset

Waterfall Economics Fee Offset is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Grid

Waterfall Economics Grid is a visual control used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Gross-Up

Waterfall Economics Gross-Up is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Hurdle Math

Waterfall Economics Hurdle Math is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Memo

Waterfall Economics Memo is a memo used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Model

Waterfall Economics Model is a model used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Payout Map

Waterfall Economics Payout Map is a visual control used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Profit Split

Waterfall Economics Profit Split is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Reserve

Waterfall Economics Reserve is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Return Threshold

Waterfall Economics Return Threshold is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Schedule

Waterfall Economics Schedule is a timing system used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Split

Waterfall Economics Split is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Stack

Waterfall Economics Stack is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics Tiering

Waterfall Economics Tiering is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Economics True-Up

Waterfall Economics True-Up is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Hurdle

Waterfall Hurdle is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Waterfall Legal Review

Waterfall Legal Review is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Waterfall Memo

Waterfall Memo is a memo used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Model

Waterfall Model is a financial model used in waterfall economics to clarify ownership, evidence, timing, and the next decision.

Waterfall Policy

Waterfall Policy is an operating plan used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Reserve

Waterfall Reserve is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Schedule

Waterfall Schedule is a timing system used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Sensitivity

Waterfall Sensitivity is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Waterfall Sequence

Waterfall Sequence is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Split

Waterfall Split is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Stack

Waterfall Stack is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall Step-Up

Waterfall Step-Up is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Waterfall Threshold

Waterfall Threshold is a metric sponsors and LP finance teams use in waterfall and distribution economics to make ownership, evidence, timing, and the next decision clear.

Waterfall Tier

Waterfall Tier is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

Waterfall True-Up

Waterfall True-Up is a structure used by distribution and carry economics to manage waterfall economics with clearer timing, ownership, and follow-through.

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