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Portfolio Operations

How should a sponsor prepare a portfolio company for exit?

By Michael Kaufman

The sponsor should clean up reporting, prove KPI trends, resolve diligence gaps, document initiatives, prepare management, and organize an exit data room.1,2

Exit preparation should start before a formal sale process so the company can tell a credible performance story. For sponsors, operating partners, board members, and portfolio company management teams, the practical answer is to treat the question as part of post-close handoff, KPI ownership, board cadence, cash control, value creation initiatives, management accountability, and exit preparation, not as a one-off definition. The record should show the value creation plan, board materials, KPI dashboard, budget, variance commentary, initiative tracker, lender reports, and risk log so an investor, lender, counsel, administrator, or operating lead can reconstruct the decision later. Build an exit readiness checklist that covers quality of earnings, customer data, legal cleanup, management presentation, growth story, and buyer diligence evidence. The common failure mode is waiting for a banker process before fixing reporting gaps that buyers will eventually price or diligence heavily.1,2

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Sources & References

  1. 1.U.S. Small Business AdministrationBuy an Existing Business or FranchiseSBA(Business acquisition, diligence, financing, and ownership transition context.)primary · workflow-standard · portfolio-operations
  2. 2.Harvard Business SchoolEntrepreneurshipHBS(Entrepreneurship and operator education context.)secondary · market-context · portfolio-operations

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